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Compliance Programs

Tap into our extraordinary body of writing that covers the policies, practices, and procedures at the heart of an outstanding compliance program…and also showcases the rising risks and challenges that come with managing your program, from maintaining talent, defending budget, and securing the top-level buy-in that can turn compliance from a preventive to a proactive function.

SEC Enforcement Quarterly | 1st Quarter

1st Quarter | 2014 Each quarter, Sidley’s Securities & Derivatives Enforcement and Regulatory Practice publishes this review of recent developments in SEC enforcement and regulatory matters. Download Now

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